ITPEC IP October 2018 Question 64

Source exam: ITPEC IP October 2018Topic: System Audit

ITPEC IP October 2018 — Question 64 of 100

Effective internal control requires clarification of business processes and establishment of checking systems. Processes must be understood so responsibilities and control points can be assigned, and checks must detect or prevent errors and misconduct alongside separation of duties and documented procedures.

Answer (d)

Why not others:
- computerization is neither required for nor sufficient to establish internal control

- improved business efficiency is a possible benefit, not a control mechanism

- options using either of those items omit a necessary control foundation

Key rule: Internal control combines clear processes, assigned responsibilities, separation of incompatible duties, documented rules, and independent or embedded checks.

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